Individuals who want to enter the securities industry to sell any
type of securities must take the Series 7 examination—formally known as
the General Securities Representative Examination. Individuals who pass
the Series 7 are eligible to register with all self-regulatory
organizations to trade.
The Financial Industry Regulatory Authority (FINRA) administers the
Series 7 examination. For more information, visit FINRA’s website where
you can learn about the Series 7 exam and its qualification and registration process.
SOURCE: http://www.sec.gov/answers/series7.htm
More information about the Series 7 exam here http://stockbroker101.com/series-7-exam/ at Stockbroker101.
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